操纵证券、期货市场行为的刑法新规制研究

Research on New Regulations against Market Manipulation of Securities and Futures in Criminal Law Amendment

中文关键词:  操纵市场  证券  期货  刑法修正案

英文关键词:exhaustion of rights  parallel import  territory principle

中文摘要:

      《刑法修正案(六)》对操纵证券、期货市场罪的构成要件和法定刑进行了修改,使本罪的罪名由操纵证券、期货交易价格罪改为操纵证券、期货市场罪,犯罪形态由目的犯(结果犯)转为行为犯,修改和完善了相对委托和洗售行为的罪状表述,提高了法定最高刑,扩展了罚金刑的适用范围。研究刑法对操纵证券、期货市场行为的新规制,对于正确适用刑法具有重要意义。

英文摘要:

      "Criminal Law Amendment(VI)" has modified the crime condition and the criminal penalty on the Crime of Securities and Futures Market Manipulation,which is renamed as such from the Crime of Securities and Futures Trading Price Manipulation previously stipulated.It alters the crime from intention-based(effect-based) to conduct-based.It modifies and improves the narration of indictment against the commitance of matched order and wash-sale conducts.It also raises the maximum criminal penalty and extends the applicable scope of monetary punishment.It is of great significance to the proper use of criminal law to study the new regulations in Criminal Law against market manipulation of securities and futures.